The whistleblower policy (“Whistleblower Policy”) applies to Global Evolution Fondsmæglerselskab A/S, including its branches and subsidiaries (collectively “Global Evolution”).
The whistleblower scheme is mainly intended to ensure compliance with the rules in the Danish Financial Business Act regarding mandatory whistleblower schemes for financial institutions and thereby to encourage and enable employees and members of the board of directors to report violations and potential violations of financial regulation.
Further, the whistleblower scheme is intended to encourage and enable internal and external parties with affiliations to Global Evolution to report – in a confidential manner and by use of an independent channel – any suspected serious and objectionable misconduct or wrongdoing which may inflict a loss on, or seriously damage the reputation of, Global Evolution or affect the life or health of individuals.
Whistleblower Reporting System
The reporting system may only be used to report on any violations of financial regulations or other conduct covered by the whistleblower scheme. The reporting system may not be used to make false accusations against others, and altogether, deliberately untrue information may not be reported.
Reports on violation of financial regulation can only be made by employees of Global Evolution and members of its boards of directors. Other misconduct covered by the scheme may also be reported by external parties with affiliations to Global Evolution such as customers, business partners, advisors, suppliers, etc.